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south korea fines major banks for short selling violations

South Korea's Financial Supervisory Service has fined JPMorgan, Morgan Stanley, Nomura, and UBS for breaching short-selling regulations in the domestic market. The Securities and Futures Commission made the decision on Wednesday, with the country set to lift a market-wide short-selling ban in March 2024, pending the implementation of a system to detect illegal trades.
MarketScreener
Nomura Holdings, Inc. Morgan Stanley JPMorgan Chase & Co. KOR Ed Davies Jihoon Lee Show more
Regulatory & Legal, News Article
06:41 13.02.2025

south korea fines major banks for short selling violations

South Korea's Financial Supervisory Service has fined JPMorgan, Nomura, UBS, and Morgan Stanley for breaching short-selling regulations in the domestic stock market. The penalties reflect the authorities' commitment to enforcing compliance among financial institutions operating in the country.
Reuters
United States Dollar Nomura Holdings, Inc. Morgan Stanley JPMorgan Chase & Co. KOR Mike Segar Ed Davies Jihoon Lee Show more
Regulatory & Legal, News Article
06:11 13.02.2025
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